London Compliance Solutions offers an array of products and services aimed at enabling businesses worldwide to grow. We take a practical, non-legalistic approach to compliance.
We work with you to develop a compliance approach tailored to your requirements and business life-cycle.
Our products include:
- compliance advice, assessments and assistance
- implementation assistance of full compliance function
- assessment and reviews of compliance progress and strategies
- integration of compliance with risk management, corporate governance, management, operational and audit programs/systems
- training packages and workshops (Please see our Business Support section for details on Training)
- low cost reviews/reports with recommendations for improvement
- developing operational procedures for embedding compliance
- building and advising on compliance tools - software, guides, manuals, flowcharts, and procedures
- specific products such as: Risk Assessment Procedures, Compliance Outsourcing, Supervisory Procedures, Business Continuity/Disaster Recovery Plans, Codes of Ethics, Insider Trading Policies, Employee Trading Procedures, Best Execution Procedures, Information Security Programs, Book and Record Creation and Retention Procedures, Email Retention Policies, Anti-Money Laundering Procedures, Review Current Records, Policies and Operations, Conflict of Interest/Compliance Risk Assessment, Comprehensive Summary Report, Recommendations to Correct Deficiencies.
Please enquire about other services not listed here. LCS reviews its services on a regular basis and can design solutions according to your needs.