Contact Us

Should you need to get in touch with us to enquire about our products and services or global availability of our team members, please feel free to contact us at the following e-mail address:

enquiries@
londoncompliancesolutions.co.uk

We aim to answer all your enquiries with the urgency your business requires. Please ensure you state which country you are contacting us from, so we can forward your enquiry to one of our locally based team members, or to one of our specialist teams.

London Compliance Solutions

45 King William Street, London, United Kingdom EC4R 9AN

Telephone: +44 20 3102 6725 London Office
Telephone: +356 792 288 618 Malta Office
Mobile: +44 78 2677 4418

Financial Crime Compliance Solutions

With regulation becoming ever more stringent and financial crime threats and tactics evolving, financial crime compliance has never been more important for businesses. Failure to implement adequate controls can have severe consequences both for individuals and for a company’s reputation. Our specialist compliance advisers can help you in a number of ways to ensure you meet all the regulators’ criteria, minimise risk and ultimately, protect your business.

We have expertise and specialist tools to assist in all aspects of financial crime compliance, including Anti-Money Laundering (AML), Sanctions, Anti-Bribery and Corruption (ABC), Fraud; Insider Dealing and Market Abuse.


Anti-Money Laundering (AML)

In a growing environment of advanced, technological crime, AML is becoming one of the most scrutinised areas of Compliance in the Payment and Financial Services Industries. You are likely to have Compliance Manual’s which covers your AML requirements, specifically in areas of required training, however there is no limit to the areas of your business that AML can potentially reach.

Areas such as Customer Due Diligence and the wider KYC are affected by the ever changing AML regulations, and must be appropriately adjusted following a change in EU and UK legislation. Although these areas affect AML, they can equally have an effect of Terrorist Financing. The core difference between the two types of crime, is that Money Laundering often involves where the money has come from, the proceeds of crime, whereas Terrorist finance involves criminal financing. The key in this area, is not only effectively monitor where the money your firm is dealing with has come from, but also where it is going to.

Our experts can provide your business with:


Anti-bribery and corruption (ABC)

Pressure has been increasing on firms to ensure they have adequate policies in place to combat bribery in all areas of their business. The most ‘risky’ areas include facilitation payments, corporate hospitality and charitable donations.

To this extent, London Compliance Solutions can assist with designing appropriate conflict of interest and gifts policies, to ensure that your business is fulfilling its regulatory requirements, whilst having the lowest impact on daily operations.


Insider Dealing and Market Abuse

Insider Dealing and Market abuse is an area which particularly affects Financial Services Firms, and has been at the forefront of the FCA’s mandate since its inception, in response to the Financial Crisis of 2008. Market Abuse is not always a straightforward affair, and most business take an honest approach to their investment activity. It is often found that the majority of business’ fined for failing to meet their Market Abuse requirements are not fined for intervening legislation, but rather that their Market Abuse policies are not robust enough to accurately represent that the firm has taken appropriate measures to avoid occurrence of Market abuse issues.

London Compliance Solutions can assist in the implementation of robust Personal Accounts Dealing and Gifts policies, as well as provide competent Anti-Market Abuse training to Financial Services firms which cover their training requirements under EU Legislation.