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Welcome to London Compliance Solutions

We are at the forefront of financial compliance and financial regulation with expertise that spans a number of UK industries. Primarily we operate with businesses that fall under both Financial and Payment Services regulations however we provide assistance to firms seeking compliance solutions within the EU sphere and other jurisdictions as well.

If your business is regulated by the Financial Conduct Authority (FCA), Prudential Regulation Authority (PRA) or HMRC we have the expertise to help you comply with the codes and rulebooks. Our compliance packages pay strict adherence to the regulation as it is laid out by the governing bodies, taking the financial compliance burden off of your shoulders and allowing you to focus on growing your business.

How We Help You Stay Compliant: FCA Regulation

At London Compliance Solutions, we have a dedicated team of consultants with specialisms to accommodate all of your compliance concerns. We understand that the compliance sphere is fast moving, ever changing and companies often struggle to stay abreast of regulations. Our compliance solutions stay on top of your company’s compliance needs, keeping you updated and informed and limiting the amount of business hours you spend combing through complex legislation and regulations.

Companies operating in financial services and payment markets are often intensely scrutinised by regulators (especially FCA regulation), we know how daunting it can be to keep up to date with the plethora of rules, knowing that a potential spot check could happen at any moment. We pride ourselves on the fact that all of our clients are always audit ready and our expertise is specifically utilised in our compliance packages to mitigate risk. Our UK financial regulation and financial compliance packages are market leading and second to none. We can also assist you in obtaining a licence in other jurisdiction.

EU Legislation: Compliance Solutions

Aside from FCA regulation, PRA compliance and HMRC compliance, there is also UK and EU legislation risk to companies. Whether that be Data Protection or Payment Processing legislation our team can help you achieve full compliance.

Both the UK and EU courts are extremely active, with the onus on championing the consumer, businesses often fall foul of the rules. We know that your business is dedicated to client satisfaction and we aim to satisfy all of the complex regulatory requirements, enabling you to keep your clients on the pedestal without worrying something has been missed.

With EU legislation so ingrained across the UK financial sector, it may be vital that it becomes second nature for your company to meet the standards and expectations. Our all-encompassing financial compliance packages work out exactly which directives apply to your business and ensuring all boxes are ticked.

Company Financial Compliance at a Glance

Our financial compliance packages are readily affordable, easily integrated and designed to assist you: from large multinational corporations to single person operations we have the experience to help you overcome the many operational challenges that regulation poses.

To see how we can assist with your regulatory requirements contact us now for a no obligation quote.

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our services

FCA Licensing Authorisation and Applications

At London Compliance Solutions, we specialise in attaining the necessary authorisation for your business in a range of markets including

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Compliance Reviews and Assessments

We can assist you conducting due diligence on associates whether you are organising agency, distribution, appointed representatives, or any other type of business arrangement.

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Compliance Support

London Compliance Solutions is experienced at working with firms from a wide range of financial sectors, including Payment Services, Electronic Money, Consumer Credit, Investments and Banking.

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Product Development

Do you know how much money banks have had to pay in compensations because of PPI? How many times have you heard about miselling problems? Do you have the right license in place?

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