londoncompliancesolutions

MFID II

INVESTMENT SERVICES

Our Investment clients have benefited from our Consultant’s experience in investment services; implementation has been effective and aligned to regulatory requirements, not only in the UK, but also across a number of other European jurisdictions. EMIR rules have supplemented the MiFID II regulatory landscape, where our team of Chartered Practitioners have delivered operational solutions, with a hands-on approach to addressing client’s needs. We are proud to say that our Investment brokers, asset management and wealth manager clients have undergone a successful regulatory implementation plan and manage to implement a full list of new requirements to their “business as usual”. Should you have any specific needs you may want to discuss, please do not hesitate to let us know.